Frequently Asked Questions

What is an independent financial advisor?

Independent Registered Investment Advisers are professional independent advisory firms that provide personalized financial advice to their clients, many of whom have complex financial needs. Because these advisors are independent, they are not tied to any particular family of funds or investment products. As fiduciaries, they are held to the highest standard of care—and are required to act in the best interests of their clients at all times. They are registered with either the Securities and Exchange Commission or state securities regulators.

What does being a Fiduciary mean?

A fiduciary is a professional entrusted to manage assets or wealth while putting the client’s best interests first at all times. Financial advisors who follow a fiduciary standard must disclose any conflict, or potential conflict, to their clients prior to and throughout the advisory engagement. Fiduciaries will also adopt a code of ethics and will fully disclose how they are compensated.

What separates us from other financial advisors?

A combination of independence, comprehensive service, and client focus sets us apart. As an independent Registered Investment Advisor, we provide advice for each client’s specific situation and needs without concerning ourselves with the agenda of a parent company. Our services range from financial planning to investment management to estate planning—we can meet a wide range of needs under one roof. We work collaboratively as a team so we can create and implement customized solutions for each client. Finally, we are oriented toward providing each client the attention and service they deserve. We treat our clients as individuals and not numbers.

Where is my money kept?

In our advisory role, we never take custody of client assets. We utilize Charles Schwab & Co., Inc. as the custodian of client accounts and as our primary broker. Our relationship with Charles Schwab & Co., Inc. is an arm’s length transaction with no exchange of funds between Charles Schwab & Co., Inc. and Kiley Juergens Wealth Management LLC. When your account is established with Charles Schwab & Co., Inc., you provide Kiley Juergens Wealth Management LLC with limited trading authorization on your account. This authority allows us to process trades directly in client accounts.

How do I transfer my assets?

Typically, we only need a copy of your most recent account statement and your signatures on a few forms. We will take care of setting up your new account and transferring your assets.

Free Financial Review

We offer a complimentary review meeting to describe our services, and to see if our services are right for you.

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Securities offered through Osaic Wealth, Inc. member FINRA/SIPC. Investment advisory services offered through Kiley Juergens Wealth Management, LLC., an SEC registered investment adviser. Osaic Wealth, Inc. is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth, Inc. This communication is strictly intended for individuals residing in the states of AK AZ CA IA ID IN MA MN NM OR PA TX WA. No offers may be made or accepted from any resident outside the specific state(s) referenced. Osaic Wealth, Inc. does not provide tax or legal advice.

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